Establish, maintain and carry out monitoring on investment guidelines through the investment monitoring system.
Keep up to date and advise on investment guidelines developments/coding.
Carry out pre and post trade monitoring according to investment guideline and report to the Head of Compliance on breaches.
Provide investment compliance training to various departments including front office (e.g. fund managers).
Portfolio guideline monitoring/Investment compliance experience from the asset management or buy side industry.
Working knowledge of SFA, FAA or the SSAE 16 will be advantageous.
Familiar with investment monitoring systems such as Charles River, Bloomberg Aim or Aladdin.
Good at building relationships; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.
To discuss in more detail and obtain further information please contact Shingo Wong on email@example.com or call 6678 6859.
EA Registration Number R1545180. Licence Number – 16S8139
Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and Sydney supporting clients across the entire spectrum of financial services businesses.