If you're looking for a role that will help you stand out at HSBC, take a look at how you can fulfil your potential.
Within Retail Banking and Wealth Management, Broking Services provides full investment services in stocks, bonds, currencies, precious metals, commodities and derivatives to retail, corporate customers and financial intermediaries. As a leading full service broker dealer in Hong Kong, our investment services include advisory, execution, risk and portfolio management, custodianship, and margin financing.
We are currently seeking a high caliber professional to join our team as Senior Business Oversight Manager.
In this role, you will
Lead the implementation of Global financial crime risk management programmes covering customer Due Diligence, Financial Crime Compliance and Financial Intelligence for HSBC Broking Services
Organise and interact with Global and Regional counterparts, as well as stakeholders both inside and outside of HSBC Broking Services business to support financial crime risk management responsibilities
Scrutinise country governance for financial crime risk management for HSBC Broking Services
Drive financial crime risk management implementation progress and establish management reports against programme scope, programme plans and cross programme dependencies for HSBC Broking Services
Influence the development of financial crime risk management communication and training materials ensuring they are fit for purpose
Ensure HSBC Broking Services complies with Financial crime risk management on Anti Money Laundering Sanctions policies requirements
Implement Financial crime risk management Customer Due Diligence programmes
Manage remediation projects to mitigate Anti Money Laundering and Sanctions risks
Facilitate and embed Financial crime risk management and controls in business processes
Uplift staff awareness on Financial crime risk management by coordinating relevant briefing and training
Develop and implement Operating Procedures in accordance with Financial crime risk management framework
To be successful in this role, you should meet the following requirements
University Degree Holder
Extensive years of working experience in Change Delivery or Risk Management within the Banking Industry
Strong Familiarity in Retail Banking and Wealth Management or Broking business
Strong knowledge of products and process in Retail Banking and Wealth Management, in particular customer Know Your Customer, Anti Money Laundering and Sanctions related
Good understanding of the Functional Instruction Manual, and other external and internal policy related to Retail Banking and Wealth Management or Brokerage business
Proven leadership ability or experience working with and managing large teams with diverse stakeholders will be preferred
Strong oral and written communication skills, coupled with stakeholder management skills at the executive level.
Demonstrated experience delivering large scale business initiatives across multiple jurisdictions, ideally in the regulatory space within a Retail Banking and Wealth Management or Brokerage business context
The ability to assess and determine the appropriate course of action to mitigate execution risk to the business coupled with the ability to explain the business context of issues and risks and the implications of business assumptions or decisions on outcomes.
Strong business understanding of Retail Banking and Wealth Management or Brokerage objectives and operating approach as well as Group policies and standards
Fluent in English and Cantonese. Proficiency in Mandarin is an advantage
Ability to read and write in English and Chinese
For further details and application information please visit our career site, search under reference number 00009HAR
You'll achieve more when you join HSBC.
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Issued by The Hongkong and Shanghai Banking Corporation Limited