Regulatory Compliance Manager - 12 Month Fixed Term Contract
Some careers grow faster than others.
If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future. Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities Services offers a range of fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.
We are currently seeking an ambitious individual to join our Securities Services team, working together with colleagues to define, manage and achieve divisional business targets.
In this role, you will:
To work as part of the Regulatory Compliance team to embed a customer-focused culture
Support the business to manage regulatory compliance risks
Establish UKRC as operating leading practice in the oversight of regulatory compliance risks
To focus mainly on surveillance work within the team but will be involved in other business areas when as required
To be successful in the role, you should meet the following requirements:
Understanding of Market Abuse Monitoring Systems
Understanding of ESMA and FCA rules
Strong, demonstrable communication and interpersonal skills
Good team player
Well organised with an ability to prioritise effectively
Displays attention to detail at all times
Good knowledge of Financial Markets and Asset Management products
You'll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hong Kong and Shanghai Banking Corporation Limited.