Senior Regulatory Compliance Analytics Manager - Global Risk
January 4, 2018
If you're looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.
Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, contingency, geopolitical, operational, credit, pension, insurance, financial crime and regulatory compliance, market and reputation risks. All parts of the Global Risk team use their skills, insight and integrity to handle established threats and those they see emerging, acting to protect and enable HSBC to deliver sustainable growth.
We are currently seeking a high caliber professional to join our team as Senior Regulatory Compliance Analytics Manager.
In this role, you will
Regulatory Compliance Analytics is responsible for developing data analytics and predictive models to support the Regulatory Compliance function in the management and monitoring of product, sale, post sale risks across HSBC business lines and sites.
This Analyst level role offers a chance to play a significant part in delivering the product risk management agenda through data management and statistical analysis, establishing clear and robust conduct governance and oversight.
The role holder will report to the Head of Product Analytics, Regulatory Compliance Analytics.
Support the definition and build out of the product, sale, post sale analytics framework. Examples include product misselling, sales suitability analytics, product design analytics to apply to Retail, Commercial Banking and Private Banking product portfolios.
Extract and analyse data through core systems utilising SQL, SAS software or other data management tools, design analytics supporting data consolidation
Provide assurance, through quality analysis, that staff performance is being achieved using well intended means to deliver good customer outcomes
Identify and understand the root cause of complaints, poor staff behaviour and other conduct issues
Develop predictive models and data analytics insights using machine learning techniques
Ensure the provision and adoption, of high quality insight and recommendations to further enhance the customer experience and the management of conduct
Define compliance metrics and design or deploy Tableau visualisation dashboards to provide insight into misselling, sales suitability and product design risks
Execute the assigned projects and analysis as per the agreed timelines and with accuracy and quality
Complete analysis as required and document results and formally present findings to management
Adhere with all the applicable compliance policies, including Data security policy, operational risk, Functional manual, Group Compliance Manual, Audit recommendations, Internal Control requirements, relevant regulatory guidelines etc. and the bank's business standards as applicable
To be successful in this role, you should meet the following requirements
Graduate or Post Graduate degree in any quantitative discipline
Significant number years of working experience in relevant Analytics field. Knowledge and understanding of conduct risk preferred.
Knowledge of statistical techniques, machine learning and working experience in SQL, Matlab, Python is a must
Experience and Exposure to visualization technologies, namely Tableau, is advantageous.
Project based business knowledge. Ability to diagnose issues and resolve simple to moderately complex issues.
Good analytical thought process and aptitude for problem solving.
Should be adept in using MS Office with exceptional MS Excel Skills, knowledge of VBA is preferable.
For further details and application information please visit our career site, search under reference number 00009NJX
You'll achieve more when you join HSBC.
Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.
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Issued by The Hongkong and Shanghai Banking Corporation Limited