Lead the compliance team to ensure end to end coverage of compliance functions including AML.
Advise the business on regulatory obligations and assist in maintaining licensing requirements.
Keep abreast of regulatory changes affecting the business and ensure that internal compliance policies are updated/robust.
Establish compliance policies and assist in identifying and implementing measures to mitigate gaps.
Take ownership of the compliance monitoring processes and enhance its efficiency to ensure relevancy
Prior compliance experience in private banking/wealth management industry.
Candidates with team management experience preferred.
Experience liaising with external parties (e.g. regulators/external auditors) on compliance issues.
Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.
To discuss in more details and obtain further information please contact Shingo Wong on email@example.com or call 6678 6859
EA Registration Number R1545180. Licence Number – 16S8139
Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and Sydney supporting clients across the entire spectrum of financial services businesses.