The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.
Working within Global Compliance as part of the Compliance Regulatory Change project delivery team, this role is central to supporting the firm's regulatory change compliance for MiFID II (and other regulatory change projects). The role works alongside compliance project managers, interfacing with divisional compliance teams, divisional project delivery teams and wider firmwide regulatory project teams to aid in ensuring overall regulatory change compliance.
The Global Compliance division interprets regulatory requirements to ensure the firm is in compliance and determines how to appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial market risk. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Based on the London trading floor, this role will work as part of the EMEA Securities Division Compliance Team. Products include government/corporate bonds, loans, FX, derivatives and commodities. You will be required to work closely with sales, structurers, traders and also other departments, such as Legal, Controllers, Operations, Credit and Internal Audit.
HOW YOU WILL FULFILL YOUR POTENTIAL
You will operate across regulatory programme workstreams impacting the Securities Division to help facilitate and deliver solutions that meet the quality criteria established by Compliance Management and the MiFID II Programme Team.
Provide analytical, documentary support to compliance project managers and other members of Compliance.
Support and participate in working groups for solutions development and implementation of regulatory change.
Assist in adherence to/ implementation of Compliance Programme Management tools to be leveraged by divisional compliance.
Requirements and design documentation standards
Client Engagement requirement definition and documentation standards