We have an opportunity for: Associate - Governance & Control (Global Banking)
This role supports the Governance and Control Manager, Group Banks and Broker Dealers in engaging internal and external stakeholders related to the Correspondent Banking business. The role covers the management of external regulatory requests, core controls monitoring processes and the team's Book of Work. This role requires proactive engagement with group, regional and country functions within Corporate and Institutional Banking (CIB) including Relationship Managers, Transaction Banking and Financial Crime Compliance (FCC) teams.
Key responsibilities include:
Support the Governance and Control Lead on regulatory reviews and other internal assurance/audit engagements. Perform validation and follow up on action item progress and status as appropriate
Manage core controls processes including on-boarding of Correspondent Banking clients and related CDD/AML reviews
Oversee the management of incoming request for information relating to AML/KYC from SCB Financial Institutions Clients/Counterparties as part of the "Counterparty AML Request" process.
Ensure timely updates to the Book of Work outlining progress of deliverables to-date
Proactively engage stakeholders within the Corporate & Institutional Banking business - Relationship Managers, Transaction Banking Sales and FCC functions
Experienced in handling Correspondent Banking CDD/KYC reviews
Knowledge of FCC/AML/Sanctions requirements for Correspondent Banking
Strong verbal and written communication skills
A team player comfortable in engaging stakeholders across all levels in the organisation
Ability to prioritise and willingness to take on responsibilities and challenges
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