HEAD OF REGULATORY COMPLIANCE (RETAIL BANKING & ASSET MANAGEMENT FOCUS): 15+ YEARS
Star Anise Limited
May 16, 2018
Report directly to Chief Compliance Officer of the bank, this role is essential to provide regulatory compliance oversight and internal control for Retail Banking and asset management business. You will be responsible for Retail banking compliance issues and implementing Bank-wide Compliance Frameworks and Regional policy programs as well as business Policy where applicable to the country business model. You will also be responsible to create an effective Compliance plan to manage the identified risks and develop solutions for mitigation. This role is a key strategic risk management role that has a broad remit and responsibilities for leading implementation and management of all aspects of Regulatory Compliance including impact analysis of regulatory changes and driving coordination and execution of the various Regulatory Compliance work streams.
In addition, you will work closely with Chief Compliance officer to review and advise on the compliance rules, regulation and consultation papers issued by regulatory authorities. You will assist in fostering the compliance culture of the Bank and lead the control and oversight of the businesses' policy and governance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory compliance.
To qualify, individuals must possess:
Over 15 years of relevant work experience in the areas of regulatory compliance in banking or regulatory bodies or financial services.
University degree or professional qualification in Law / Finance / Accounting / Business or related disciplines.
Equipped knowledge of rules, regulations and statutory requirements of Hong Kong Monetary Authority, Securities & Futures Commission and other regulatory bodies.
Significant leadership experience and a strategic thinker.
Excellent communication and interpersonal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
Experience of dealing with regulatory matters and confident interaction with Regulators.
Experience of working within a matrixed environment preferred
Fluency in both English and Cantonese
To apply, please contact Jennifer Yang for a confidential discussion at +852 3708 9510 quoting job reference number JY.33323. To visit more Legal, Compliance and Risk management jobs please check www.staranise.com.hk
Data collected will be for recruitment purposes only. Only shortlisted candidates will be contacted. If you have not been contacted within 5 business days of your application, please assume your application has not been shortlisted.