Our client is a specialist compliance consultancy providing servies to the alternative industry
These will include fund managers but also broker dealers and other types of regulated entities. Must be a hardworking, motivated and creative individual and assist the team in working on a variety of different projects.
Other duties and responsibilities will include the following;
FCA authorisations and variation of permission
Ongoing regulatory advice to clients
Governance, risk and compliance reviews
Risk framework design and review
Regulatory change programmes and projects
Provide Compliance Training
Autonomously deliver reports, manage projects or deliver pieces of technical advice
Develop sustainable client relationships
Develop strong internal working relationships
Whilst the firm has a Central London office , this role is offered on a working from home basis but with occasional visits to head office , or client offices
Knowledge of alternative asset management - whether in-house or from a consulting background is essential
Internal Number: 3838197
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