The organization's riskmanagement framework ensures that all material risks in each business line aredefined, understood, and effectively managed by well-designed policies andcontrols, and that an organizational structure is in place to provide oversightin managing such risks and other strategic concerns.
This position responsible forexecuting and maintaining an effective risk management program in theInvestment Management businesses in Greater China, encompassing all productsand services offered by these entities. Based in Hong Kong, the incumbent will serve as the risk & compliancespecialist, central contact and "risk spokesperson" for all operational riskmatters within Greater China. This roleis also supports the Greater China Compliance team on monitoring andsurveillance activities.
- Work with Head ofRisk and Compliance IM APAC risk management to ensure a consistent riskmanagement framework is rolled out across IM APAC, including preparing Risk andCompliance reports for regional and global purposes.
- Serve as the keypoint of contact in Greater China on all operational risk issues, providingregular updates on operational risk issues, including prevention,identification, mitigation and resolution. Identify adverse trends and implement corrective action, as necessary.
- Review newbusiness initiatives in Greater China and ensure that risks are appropriatelyidentified and documented prior to submission to Business Approval Committee
- Maintain (andenhance as required), including training, testing and challenging the business, to ensure an effective risk management regime is in place for the identification, monitoring,mitigation and reporting of risk management issues. As well as developing an understanding of therelated compliance and corporate governance issues. Oversee the Risk ManagementPlatform including the risk control self-assessments, key risk indicators,operational risk events and risk plan.
- Provide supportto the Greater China Compliance team, including performing compliancemonitoring reviews and surveillance.
- Provideappropriate training on risk management to staff
Qualifications
- Bachelor orMaster's Degree or Professional Qualification
- Minimum 5 yearsof working experience in risk management, compliance or similar control functionswithin financial services, ideally asset management.
- EnglishProficiency
- Outstandinginterpersonal, communication and presentation skills
- Ability to gainconfidence of senior management and challenge the status quo, as appropriate
- Superior problemsolving and analytical skills, ability to work independently
- Conceptual andstrategic/forward thinker. Ability to foresee changes in the business(both internal and exogenous) and associate those changes to future businessimpact and risks
- Knowledge ofcompliance, economic issues and regulatory environment will be an advantage.
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
As one of the world's leading investment management organizations and one of the top U.S. wealth managers, BNY Mellon Investment Management combines agility, insight and scale to create and deliver strategies and solutions to address our clients' needs. Encompassing BNY Mellon's investment management firms, wealth management organization and global distribution teams, we draw on deep expertise to collaborate with clients and tailor our best ideas and resources to meet their specific needs. We pride ourselves on providing dedicated service through our network of global professionals who have a deep understanding of local requirements. With our extensive experience in anticipating and responding to the investment and financial needs of the world's governments, pension plan sponsors, corporations, foundations, endowments, advisors, intermediaries, individuals and families, and family offices, BNY Mellon Investment Management is dedicated to helping clients reach their goals.
BNY Mellon is an Equal Employment Opportunity Employer.
Primary Location: Hong Kong-Hong Kong-Hong Kong
Job: Compliance
Internal Jobcode: 53473
Organization: IM APAC-HR11404
Requisition Number: 1809874
Tags: EFC:APAC: 5-A
|
