This role covers both the Regulatory compliance testing and AML testing for Hong Kong, China, Japan and Singapore. Candidate will need strong understanding of HKMA rules and regulations and have experience in Compliance testing.
The role will be responsible for continuous monitoring of three primary risks:
AML (CTF), EDD, transaction monitoring and sanctions;
Covering financial markets and projects; and
As a VP, this person will be responsible for decision making and for managing the Compliance Testing in Hong Kong. This role will be responsible developing and co-ordinating policy governance and improvements in system implementations.
Candidate should have concrete knowledge and experience in Markets Compliance
University degree with at least 5 years' relevant experience
Experience in AML and Markets Compliance
Good understanding of HKMA regulatory rules related to AML, Regulatory testing and quality assurance
Familiarity to the Front Office environment and ability to partner with / interact closely with
Excellent communication skills with fluency in English and Chinese (Cantonese and / or Mandarin)