Advise the business on regulatory obligations, licensing requirements and carry out necessary change initiatives to cope with regulatory changes.
Keep abreast of legal and regulatory changes.
Coordinate with audit to close compliance gaps.
Liaise with external parties (e.g. MAS/auditors) for onsite inspections.
Conduct compliance training on newly implemented policies and regulatory changes.
Prior compliance experience from the investment banking or brokerage industry.
Experience liaising with various stakeholders across business lines.
Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.
To discuss in more details and obtain further information please contact Shingo Wong on email@example.com or call 6678 6859
EA Registration Number R1545180. Licence Number – 16S8139
Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and Sydney supporting clients across the entire spectrum of financial services businesses.
Internal Number: 4680916
About Black Swan Group
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