This is a 2nd Line of defence role and sits in a team of 4 reporting directly to the Head of Operational Risk.
Main responsibilities include:
To review & challenge of the framework, including: RCSA's, KRI's, risk event reviews, inherent and residual risk assessment, operational risk reporting for senior management and key governance committees, tolerance, scenario analysis, Capital, policies and the Securities business reporting requirements.
To make enhancements to the framework to maintain a high level of value-add to the business, including continuous challenge of the effectiveness of framework elements.
Make contributions to, and where required lead, initiatives such as deep dive control reviews, operational risk system development, and data framework.
To develop and maintain strong and effective relationships with key stakeholders, including front office, support functions, audit, and the Securities business Operational Risk.
To support continued awareness of operational risk across the firm.
To coordinate with head office ORM team colleagues to ensure compliance with reporting and framework requirements.
Keep up to date with relevant industry specific Operational Risk issues, particularly in relation to the evolving regulatory landscape, bringing insight to the Operational Risk team and contributing to discussion on current themes.
You will need:
Knowledge of fixed income, equity and derivative products, including the full transaction lifecycle
Strong risk and control mind-set
Risk and control issue analysis and evaluation
Experience and knowledge of Microsoft Excel, PowerPoint, and Word
Experience of using and working with RSA Archer is desirable but not essential
In return, you will receive a competitive salary, bonus and benefits package.
Internal Number: 4647038
About Barclay Simpson, EA Licence No: 11S4540
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