Regulation, Compliance and Anti-Financial Crime (AFC) protects the integrity and reputation of Deutsche Bank. It manages the Bank's risks and help to avert unintentional rule breaches and conflicts of interest. At the same time, we also advise the bank on ethical conduct and governance issues and keep the bank up to date on regulatory and political challenges.
The Asia-Pacific Anti-Financial Crime Department supports Deutsche Bank businesses in the region manage AFC risk, is responsible for ensuring that related processes are in place and that all policies, procedures and guidelines conform to internal DB policies as well as all applicable laws and regulations.
As the CIB Transaction Monitoring Investigations Team lead your primary responsibility will be handling escalated alerts and cases and conducting investigations, while assisting with other FCI-related duties inclusive of processes such as User Acceptance and Quality Assurance testing. You will be expected to have relevant product knowledge and bring expertise in investigative processes and effective alert- and case- handling procedures.
You will report to the CIB Transaction Monitoring Investigations Regional Head in the Singapore FCI Hub or delegated manager.
Perform AML monitoring of assigned businesses or jurisdictions
Perform or support autonomous reviews and investigations
Conduct QA testing and oversight on monitoring processes in the Asia Pacific
Coordinate and/or prepare the required management information reporting data for local, regional or global submission as applicable
Coordinate and work with AFC staff in the home and other locations to ensure consistency in standards and policy implementation
Involvement in FCI-related technical and project work and user-acceptance tests
Provide input on key initiatives and other ad hoc projects as needed
Resolving AML/CTF Investigations before these issues have a negative impact on the bank's financial position, reputation or become a regulatory issue
Review and analyze daily AML/CTF cases to ensure that investigations are accomplished to address transactions that contravene the banks or regulatory policy. Ensure these occurrences are documented in the case for regulatory/audit level reviews
Investigate cases and associated transactions and identify potential areas of risk (financial, reputational, and regulatory) within the transactions and associated client relationship review
Investigate cases utilizing knowledge of money laundering, financing of terrorism and related issues
Internet and external database searches to ensure no adverse information (RAI) is noted on the client/parties
Handle complex and confidential cases with little or no guidance
Accountable to ensure the audit trail is complete for all cases
Ensure all alerts and cases are completed within the mandated timeframe
Identify current transaction typologies and keep abreast of emerging ones and apply said typologies to the working of the cases
Provide support and assistance to the AML/CTF Manager with respect to the requirement that the internal systems parameters are reviewed at least annually
Escalate data quality and system issues to the AML/CTF Manager
Key skills and experience:
Bachelor's degree or equivalent relevant work experience, 7-9 years, relevant AML or related certifications (CAMS, ICA Diploma)
Sound technical AML, KYC, investigations knowledge and skills, with demonstrated hands-on experience
A background in a Financial Investigation Unit or Financial Crime Investigations with broad knowledge of AML or other investigations
Familiarity with diverse banking products across business lines and experience in working on AML monitoring and case management systems
Demonstrated problem-solving and analytical skills with an investigative mind-set
Be a subject matter expert in AML/CTF typologies/trends
Ability to Review Evidential Case Files using knowledge of Legislation
The ability to work under pressure and within tight deadlines with no loss of accuracy
An understanding of the legal and compliance issues of complex banking organisations
Strong verbal and written communication skills
Team player with the ability to work well within a team and to lead a team
A professional business attitude in the workplace
Previous law enforcement experience an asset
Previous experience in investigations
Strong communicator with excellent interpersonal skills
Proactive and able to take initiative
Must be able to handle stressful situations while maintaining a professional approach to problem solving
Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.
Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.
Internal Number: 4816731
About Deutsche Bank APAC
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