Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 50 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
Client Regulatory Manager (London based) will be able to provide a level of subject matter expertise and act as a first level resource across client facing teams (Client Service, Relationship Management, Consultant Relations, Business Development) as well as engage with clients by email, phone or in person. The Manager will be able to articulate the firms' position on how we've implemented or complied with regulatory programs (e.g. EMIR, MiFID II, SFTR), stay abreast of developments and implement structure, consistency and best practice around process/ responding to client inquiries in this area including associated client reporting.
The Client Regulatory Manager will primarily serve as a resource for EMEA client facing teams on compliance and regulatory topics and requirements that have client reporting implications, and work with the Client Regulatory Analysts on the team to meet deliverables.
In addition, the candidate will interact directly with clients, participating on conference calls, working through issues, and participate in due diligence meetings. This person will work closely with the members of the broader Client Regulatory Team, client facing teams, Legal & Compliance, Trading, Portfolio Services, IT and Investments to achieve
JOB TITLE Client Regulatory Manager
As an equal opportunity employer, Wellington Management considers all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at Wellington@icareerhelp.com .
Internal Number: 4863994
About Wellington Management Company, LLP
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