Obtain and perform appropriate analysis of data to assess risk(s), developing SOX program to address identified risk(s), preparing the planning memorandum, conducting appropriate tests, and ensuring that testing is completed as scheduled and documented in compliance with departmental standards
Independently execute audit activities of moderate to high complexity including IT technical audits, pre & post implementation consulting engagements, integrated audits, and Sarbanes Oxley (SOX) 404 testing.
Coordinate efforts across multiple departments to ensure SOX compliance requirements are met within required deadlines
Test key reports for completeness and accuracy through validation of report logic (code review), source data, and input parameters.
Execute control testing across all control areas, including IT General Controls and Application Controls Identifies internal control deficiencies and ensures the timely implementation of corrective actions
Identify internal control deficiencies and ensures the timely implementation of corrective actions
Work closely with action item owners and internal audit to elicit and agree requirements, remediation steps and see progress to successful closure
Perform testing and interact with external auditors as needed
Build strong working relationships with both IT and business partners, establishing working groups and workshops with key IT stakeholders and vendors as required
Conduct and be accountable for weekly tracking, coordination and reporting; ensuring proper escalation of issues to senior management
Utilize SOX and IT Risk experience to support audits and regulatory projects
Participate in process improvement initiatives and new projects to ensure internal controls are incorporated to adequately mitigate business risks
Qualifications Required Qualifications:
Minimum education and work experience required for this position include:
3+ years of experience in the IT industry, preferably in a financial services or consulting organization, focus on SOX and/or IT Risk
Understand key IT and automated business processes and perform testing of the design and operating effectiveness of controls within those processes (General IT Controls and Automated Business Controls)
Strong Sarbanes-Oxley and COBIT Framework familiarity
Must have some experience presenting to management teams and providing status updates
Strong written and oral communication skills including the ability to interact directly with customers that do not have an IT background
Must have experience working with multiple teams and stakeholders to coordinate SOX related activities in a timely manner
Proven ability to work within a large enterprise that spans multiple continents, is governed by change management and has a tiered support model
Organizationally agile (i.e., the ability to work well with various levels and functions within the Company)
Effective time management, problem solving and decision making skills
A high level of motivation and initiative
Proficiency with Microsoft Office Applications (Word, Excel, Power Point and Visio)
Must have strong experience performing VLOOKUPS
BS or BA degree, preferably in technology/business or equivalent
Moody's is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation or any other characteristic protected by law.
Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary.
Internal Number: 5256029
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