Daily monitoring of client, regulatory and internal restrictions in globally managed portfolios. Interacting with Account and Portfolio Management as well as the Legal department on regulatory and guideline questions, providing timely identification, escalation and resolution of compliance issues.
Reviewing, analysis, qualification & commenting on investment and regulatory guidelines as and when internal teams seek clarifications
Researching and responding to external requests
Assisting portfolio managers to better understand specific investment & regulatory constraints in a timely manner
Investigating investment queries with a view to provide impartial analysis and communicate reportable instances to senior management
Being involved in projects which aim to enhance the processes and systems
Bachelor's Degree or higher, preferably in Business, Finance or related subjects, affinity with numbers, financials & corporate governance
Significant practical experience of at least one industry recognized compliance monitoring system i.e. Charles River, Bloomberg, Aladdin, Sentinel, Thinkfolio, MIG21 etc.
Background and experience in working within multidisciplinary/international teams
Internal Number: 4184164
About Optimus E2E
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