Our client is an established Corporate and Investment Bank, and we are hiring for a Business Compliance Director to join their ranks in a regional capacity. This individual will manage a small team, and the role is based in Singapore.
This individual will manage the regulatory compliance and controls frameworks across the firm's business and operations in APAC, and requires prior experience handling regulations across multiple geographies. Given the international nature of this firm, and the front-office facing nature of the role, we seek candidates who are skilled at stakeholder management across multiple levels and has a good base of corporate experience and business acumen.
The ideal candidate will have a good knowledge of Capital Markets products, and be able to work independently.
Keep abreast of regulations relating to the Corporate and Investment Banking business and support in the communication with regulators, statutory bodies and other authorities in multiple countries and jurisdictions in the APAC region when required
Interface with the Bank's regional branches and offices on all compliance/broader governance matters
Be part of the firm's 1st Line of Defence, and ensure that compliance procedure and protocols are sufficiently enforced within the business
Draft new, and develop existing policies, as well as provide risk and compliance training and education to the business, to ensure that the firm's activities meet the requirements of the various regulatory authorities
Handle the firm's Operational Risk frameworks, Compliance frameworks, AML-CFT training and education and monitor and update guidelines to business conduct
Improve and streamline controls and processes to ensure greater efficiency
Prior experience and knowledge in Investment Banking or Capital Markets
Prior experience in a Regional Compliance capacity
We invite all interested candidates to please apply in with your latest CV in Word format, and we will get in touch for a confidential discussion.
Internal Number: 5479178
About Selby Jennings Singapore, EA Licence No: 13C6685
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