My client a BIG 4 consultancy is searching for a Trading & Wholesale Conduct Risk individual. Successful candidate will be assisting with the delivery of various risk related engagements encompassing front office framework as this role will sit within the wider risk consulting division.
Front office supervision
Market abuse and market conduct risk
Unauthorised trading assessments and investigations
Risk management frameworks and target operating models
Front-to-back assessments of trading controls environment against good market practice and regulatory expectations
Fair client order handling
Risk assessments of electronic trading practices
Application of the Fair and Effective Market Review within investment banking
Understanding of trading environment and approaches to risk management, with insights into how to develop/improve these approaches to add true value to our clients
Knowledge of new regulatory developments
Good understanding of the governance around risk management
Internal Number: 5501683
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