A global bank is looking for a compliance monitoring officer to join their dynamic team asap! A client-centric firm who are committed to ongoing development. This compliance monitoring team are making waves with the firm is rapidly growing and making its mark across the buy side.
- Provide timely, accurate and comprehensive reports of monitoring findings to internal stakeholders. - Ability to monitor and update compliance policies and procedures in line with FCA handbook. - Regulatory Compliance, training, best execution, PA Dealing, Reports, Reviews, Complaints.