Our client, a DIFC based institution, is looking for an experienced compliance professional with experience in compliance for broking and/or trading. The successful candidate would likely have experience working within the DFSA regulatory environment, and prior experience either working in compliance for an inter-dealer brokerage, hedge fund, and/or global markets division within a bank.
Compliance officer and MLRO as per DFSA regulatory requirements
Drafting and updating compliance and AML manuals, policies and procedures, as well as compliance plans and compliance monitoring programmes.
Delivering training to colleagues on compliance, AML, and corporate governance
Keeping abreast on any changes in rules and regulations within the DIFC/DFSA
SME in compliance for global markets and traded products (I.e. fixed income, equities, FX, derivatives, etc).
Providing trade monitoring and oversight
Prior experience working in compliance for an interdealer brokerage, trading firm, global markets team, hedge fund etc
Must have experience in stakeholder management, able to influence, advise, and oversee, senior stakeholders within global markets.
At least 5 years' experience in compliance for global markets
Previously or currently registered within the DFSA and/or FSRA would be preferable
Degree educated, additional compliance related accreditations or qualifications preferable
Based in Dubai or able to relocate
Internal Number: 5473890
About Robert Half International UAE
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