Maintain up to date knowledge and understanding of the applicable regulatory environment
Monitor procedures, systems and controls to ensure compliance with GAM ASIA's and regulatory policies and guidelines, and risks are minimized
Evaluate the impact of regulatory developments that could impact GAM ASIA, and where appropriate, support the development of new control mechanisms
In charge of issue-oriented and comprehensive compliance reviews and reporting, orally and in writing, to other compliance staff and senior business leadership on reliable assessment and practical business recommendations
Monitor that all necessary actions are taken to meet regulatory and operational compliance requirements. Ensure that all escalations and sign-offs are in place. Review and provide input and coordinate the process
Review progress to plans, and develop, communicate, delegate and actively participate in the implementation of actions necessary to correct internal and external issues
Support the Head of Global AML, GAM and the MLRO to ensure the AML Program achieves AML compliance outcomes
Undergraduate degree / qualification (MBA, CA or CFA) preferred
Minimum 3-5 years of experience in the Compliance / Controls / Audit areas of expertise in the Financial Industry
Thorough knowledge and expertise of investments, financial services industry and applicable laws, regulations and practices; risks associated with the line of business and progressive methods used to manage risks; corporate governance, regulatory compliance and disclosure of reporting issues
Strong analytical and problem-solving skills and an ability to assimilate a large amount of information for purposes of identifying value-added observations
Well-developed oral and written communications skills; ability to communicate effectively with senior management and peers
Interested candidates, please kindly send your detailed resume including:
1) Current and expected salary
3) Reason for leaving current and past employments
directly to: firstname.lastname@example.org and email@example.com
Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.
Internal Number: 5631065
About JAC International.
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