As a blend, this position will combine transactional advisory flavours alongside wider compliance governance of the MTF (and OTF) platforms. Central to this will be advising on MiFID II requirements that have extended reporting/transparency requirements for this area of the business.
Internally-speaking, this role is highly visible, reporting to the EMEA Head of Compliance.
Act as the primary business point of contact for MTF/OTF compliance queries and any other issues related to MiFID II.
Provide input to the drafting of relevant Compliance policies and procedures for the trading venues.
Ensure compilation and presentation of relevant Compliance MI for both EMEA Head of Compliance and any relevant committees.
Build effective relationships with internal stakeholders including senior management, business heads, internal and external auditors and other members of control functions.
Provide ongoing horizon scanning and assist with any remedial work from MiFID II and various other regulatory change events.
Minimum of 5-6 years relevant compliance experience (ideally from a brokerage, exchange or investment banking environment)
Knowledge of MiFID II requirements and OTC products.