Senior Regulatory Compliance Manager, Retail Banking and Wealth Management (Investment) - Hang Seng Bank
Hang Seng Bank Limited
May 15, 2019
A Career with Hang Seng Bank
Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.
Senior Regulatory Compliance Manager, Retail Banking and Wealth Management (Investment)
Compliance is a function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help Hang Seng Bank navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help Hang Seng Bank safeguard its customers and the communities within which it operates.
We are currently seeking high caliber professionals to join our department as Senior Regulatory Compliance Manager, Retail Banking and Wealth Management (Investment).
Provide compliance advice for the Bankâ€™s businesses on retail banking and wealth management, brokerage and research to ensure full compliance with the relevant regulatory requirements and Group Standards
Provide recommendations to ensure that exposure to regulatory risks/issues are managed in a practical and effective manner
Working with the Head of Regulatory Compliance, RBWM & Asset Management and the relevant stakeholders to create an effective Compliance plan to manage the identified risks and develop solutions for mitigation
Review and advise on the rules / regulations / consultation papers issued by regulatory authorities
Assist in fostering the compliance culture of the Bank.
Support the implementation and oversight of the businesses' policy and governance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory compliance
A recognized University degree in Accounting, Law, Risk Management, and/ or related discipline
Significant regulatory and/ or compliance exposure on retail banking and wealth management services with at least 8 years relevant experience.
Sound knowledge of rules, regulations and statutory requirements from the HKMA, SFC, HKEx and other regulatory bodies.
Strong communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
Experience of dealing with regulatory matters and confident interaction with Regulators.
Experience of leading and motivating a team.
Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes
Internal Number: 5872292
About Hang Seng Bank Limited
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