Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
WHO WE ARE
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.
Do you want to be in a team which is involved in also involved in business developments across continental Europe and Germany?
You will prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second line of defense, you will:
Assess the firm's compliance, regulatory and reputational risks
Monitor for compliance with new or amended laws, rules and regulations
Design and implement controls, policies, procedures and training
Conduct independent testing
Investigate, surveil and monitor for compliance risks and breaches
Lead the firm's responses to regulatory examinations, audits and inquiries
Review, interpret, provide guidance and work on the implementation of new regulatory reform in EMEA
Provide compliance advice to the firm's businesses across the EMEA region
RESPONSIBILITIES AND QUALIFICATIONS SKILLS AND EXPERIENCE WE ARE LOOKING FOR
Prior experience within a financial services-related environment is an advantage
Experience in dealing with complex issues and the ability to initiate and co-ordinate projects on a cross-border basis
Must understand the importance of and be able to work to tight deadlines
Keen to learn new information, adopt new skills and with the ability to identify and make improvements to systems and processes
Calm, with good oral, interpersonal and written communications skills and an authoritative manner
Concern for accuracy, with good attention to detail.
An individual who has been able to demonstrate the following skill sets in their current and/or previous roles:
Relationships - successfully building impactful client relationships
Excellence - strive for both proactive and reactive excellence
Ask Questions - speaks up and asks probing questions
Creativity - looking for solutions to issues and problems
Holds oneself accountable and is able to step up to challenges, which you may not have previously encountered
Language skills advantageous
ABOUT GOLDMAN SACHS The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.