Do you thrive when navigating complex regulatory environments? Do you like to challenge the status quo? Are you always up for the next challenge?
We're looking for a Quality Assurance Analyst to:
build out quality assurance processes for UBS Investment Bank on SFTR regulatory transaction reporting
design and implement reconciliations for completeness, accuracy and timeliness (CAT) testing for SFTR
take ownership of issue tracking and action logs
work closely with, and support, our nearshore Krakow-based QA testing team
review key controls with stakeholders to ensure that the QA direct controls inventory is complete and accurate
coordinate operating effectiveness evidence to facilitate closure of a self-identified operational risk item
You'll be working in the Investment Banking Operations UK Quality Assurance team in London. We're principally responsible for providing Quality Assurance services for MiFID II and EMIR regulatory transaction reporting. As Quality Assurance Analyst, you'll play a vital role in driving forward best-in-practice governance standards to meet our regulatory obligations.
proven experience in regulatory transaction reporting within the financial services industry
prior exposure to MiFID II, EMIR, ASIC, FinFRAG or CFTC regulatory standards
sound understanding of regulatory transaction reporting frameworks
passion for dealing with multiple stakeholders at all levels
strong analytical and communication skills
proficiency in Excel
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Internal Number: 6305644
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