Senior Financial Crime Compliance Manager, Wholesale Banking Hong Kong - Compliance
August 15, 2019
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Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
We are currently seeking a high caliber professional to join our team as Senior Financial Crime Compliance Manager, Wholesale Banking Hong Kong .
Primarily to support FCC Head of Wholesale Banking, to maintain an effective AML control framework and discharge the FCC responsibilities for Global Banking and Markets including Commercial Banking to ensure compliance with all relevant external laws and regulations, internal codes and policies and good market practices relating to AML, Counterterrorism Financing and Sanctions.
Additional responsibilities include the provision of advice on FCC issues and liaison with senior line and local management in planning how FCC should be managed, operate and function in order to serve management and business needs.
The primary accountability is implemented by the need to exercise risk steward challenge, act as independent trusted advisory in governance forum, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners.
The role needs to liaise with and work closely with other FCC and FCR functions and other key stakeholders including regulatory compliance, legal, risks, onboarding functions and other Global Markets and Commercial Banking work stream to ensure processes are coordinated and implementation risks and issues are considered and addressed.
Resolve all identified issues promptly, and escalate concerns as appropriate to ensure timely awareness of any material concerns as per internal guidelines.
Maintain and observe all HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal and external auditors.
Tertiary education preferably legal or with some legal content plus a minimum of years experience in a financial services group operation with particular experience on money laundering, sanctions, compliance, audit, risk management, controls or external regulations.
Experience with Wholesale Banking related businesses and a good knowledge of related products and services.
Good interpersonal skills are essential as the job holder will have to work in coordination with executives at all levels including the capacity to articulate the case for risk management and policy.
Ability to develop practical, cost effective solutions to complex issues.
Experience of dealing with regulatory matters and confident interaction with regulators.
Experience of interpreting and analysing a large volume of information and data and provide succinct summary for management.
Experience of working within a matrixed environment preferred
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