JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com .
J .P. Morgan's Americas (NY based) Equities Trading Group offers clients a comprehensive set of market-making, structuring and risk management capabilities across the full spectrum of Equities asset classes.
The Business Controls Management team(BCM) develops and implements the first line of defence governance and controlsfor J.P. Morgan's Corporate and Investment Bank- Markets Sales division. The BCM has responsibilities in controldesign, implementation, evaluation and representation to internal and externalparties including global regulators. TheBCM needs to develop a deep relationships with stakeholders across functionallines, understanding of the businesses, their risks, controls, architecture,and products.
Job Description :
The successful candidate will manage theAmericas Markets Sales Business Controls Team.
Thesuccessful candidate will be required to:
Manage and develop team of business control managers covering Americas Sales activities
Be a trusted Front Office control advisor on Sales matters
Represent Front Office interests vis a vis control/regulatory initiatives
Execute and implement business controls priorities and strategy
Facilitate Front Office supervisory management and execution
Implement, govern, and report upon control and risk initiatives
On a day to day basis the BCM will be responsiblefor:
Business level key controlmonitoring :
Assess and monitor critical operational and conduct risk
Review, challenge and substantiate control ratings and risk results.
Drive control agenda at functional level across critical business unitrisks.
Lead Risk Control Self-Assessment (RCSA)/CORE and other businessreviews.
Thematic reviews, risk analysis,control deep dives
Risk review action plans ensuring material risks properly mitigated andvalidate execution and closure.
Deep dive of errors and risk events to ensure all control gaps arehighlighted and appropriate actions taken.
Running cross LOB thematic and specific reviews to deliver a consistentand improved control environment and/or address specific regulatory concerns.
Represent Americas Sales and provide leadership and business expertiseinto Corporate and CIB policy and other cross business control reviews.
LOB controls oversight andgovernance
Chair/co-lead critical business control forums (in conjunction withbusiness head), and drive agenda to ensure forum effectively cover criticaloperating risk.
BS or MS level - in an applicable field or sufficientcompensating experience
Minimum of 10 year's industry experience at senior or supervisory level in a relevant risk or control function.
Demonstrate solid understanding of Markets business and products
Strong understanding of transaction lifecycles, systems and controls and the functions responsible for execution of those controls.
Familiarity with risk measurements and understanding of their limitations
Proven track record in partnering with business heads to proactivelyidentify growth areas and emerging risks.
Demonstrate confident leadership and sound judgment to influence astrong culture and risk management
Proven track record of initiating policy and control improvement anddriving programs and that enhance transparency, governance or control.
Internal Number: 6321508
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