Silicon Valley Bank is the bankingpartner behind the most innovative and exciting companies globally. Our clientshave redefined solutions in many areas of the global economy, and we havepowered their success by providing them the right financial solution whetherthey are a promising little startup, an exciting venture backed company, asuccessful private equity company or a game changing biotech company. Inspiredby them, we are redefining Banking.
This positionwill be part of the leadership team for the SVB Liquidity Management Practiceand will be the primary point of contact for operational, regulatory andcompliance matters relating to theDeposit and Investments teams. TheDirector role is part of the first line of defense, within the Business RiskOfficer team, but will liaise closely with the second line of defensefunctions. The position will be responsible for the development andimplementation of the overall risk strategy and compliance by providing peoplerisk insight and operational risk control for the business unit. This person isalso responsible for building the culture of a well-managed organization inline with guidance from ERM, ORM, Compliance and other second line of defensegroups.
Responsibilitiesinclude risk governance and oversight; execution and management of businessline procedures; business unit training program; execution of a robust controlstesting program; and risk identification and remediation program forself-identified, internal and external issues in keeping with corporate toolsand methodologies. The right personthrives in a high performance and fast-paced environment, working with a worldclass crew of Product Managers, Designers, Data Scientists and Advisors tochallenge the status-quo every day.
This position willreport to the Business Risk Officer for Product.
Partner with internal compliance, Internal Audit, legal, IT, payroll, and other process owners to identify risks, maintain compliance standards, and mitigate risks domestically and internationally
Collaborate with the other product business risk officers to provide insights, reporting, practices
Provide expert support and advice to the business on risk identification and issue management
Lead the facilitation of risk assessments as directed by the second line of defense
Support process and control owners
Identify/provide tools to guide maintenance of controls
Proactively develop compliance and operational processes
Manage master project schedule related to business unit audits, reporting, findings/recommendations, corrective actions, and changes. When necessary, liaise between the business unit and auditors or examiners
Work with managers across all business unit functions to resolve risk issues as appropriate
Facilitate cross functional teams, facilitate project meetings, develop and maintain project plans and manage/support solution implementations
Manage audit process, including coordinating with business unit team members, external auditors, consultants and the internal compliance / Audit team
Ensure risk issues and corresponding action items are effectively remediated and evidenced.
Work closely with Operational Risk personnel on both the Risk Assessments and Risk Issues
Work with systems team to ensure data integrity, maintain compliance with federal/state and international requirements. Report accurate and timely information as it relates to compliance and risk responsibilities.
Partners with Director, Policy and Projects to manage processes to maintain business unit policies in compliance with applicable laws, rules, regulations
Coordinate and support process/control owners in maintenance of required compliance documentation as well as internal control practices.
Conduct risk management/compliance training as needed
Manage and/or support other special projects, initiatives, as needed
Skills and Requirements
Bachelors degree required (Masters degreedesirable) with a minimum of 5-7+ years of relevant risk management experience
The ideal candidate will have directexperience working in a first or second line risk role within a financialinstitution, or consulting experience advising financial institutions on theimplementation of effective Risk Management programs
Working knowledge of financial services regulations(SEC Investment Advisors Act and FINRA) within risk management, audit orcompliance disciplines.
Strong expertise with MS Office includingWord, Excel, PowerPoint, and Visio as well as Adobe. Expertise with Tableau andexperience with GRC tools a plus.
Dedicated team player.
Excellent interpersonal, communication andorganizational skills.
Ability to collaborate, negotiate, influenceand build consensus across the organization.
Ability to prioritize in a fast-paced environment
Strong organizational and time-management skills required
Flexibility in learning new topics, handling change and deadlines
Good time management and attention to detail are critical to this position.
Good analytical, research, organizational and project management skills. Strong individual contributor with the ability to work effectively as a team.
Primary Location: United States-California-San Francisco Work Locations: Job: Investment Banking Organization: SVB Financial Group. Schedule: Full-time Job Posting: Sep 9, 2019, 7:00:22 PM Travel: Yes, 10 % of the Time
Internal Number: 6529434
About Svb Financial Group
eFinancialCareers is a career site specializing in financial services.