DUTIES AND RESPONSIBILITIES

•Following a template compliance program for NGB compliance audits, complete all steps including researching prior results, obtaining relevant documentation, creating a sample of which to review, conduct entrance and exit conference, and prepare correspondence and workpapers •Perform independent site visits to obtain evidence, communicate with compliance staff, examine records, and gather pertinent data •Formulate recommendations and corrective actions in response to audit results necessary to improve operations, eliminate deficiencies and bring into compliance •Draft audit reports and management letters based on the work performed and submit report drafts and work papers for supervisory review •Perform follow-up procedures to verify implementation of recommendations •Serve as a technical resource concerning implementation, corrective actions and recommendations •Collaborate with Compliance Development Coordinator to assist in organizational compliance development and implementation •Assist Assistant/Associate Director of Audit and Compliance with special projects •Other duties as assigned